Enclosure Strategies
Overview / General Strategies / Specific Strategies


Overview

Developing appropriate enclosure strategies is vital to the survival of every architectural practice. In today's litigious society, defects and failures of the building envelope are subject to a level of scrutiny unknown in previous generations. Engineering consulting firms have whole teams of experts specializing in building forensics. The body of published research and case studies continues to expand and practitioners can no longer claim ignorance of better practices and fairly exotic precedents. Architects are not sued for ugly buildings, and they may be shielded from sub-standard heating, ventilation and air-conditioning systems, but they remain a prime target of litigation related to enclosures. The realities of contemporary Canadian architectural practice become obvious after the working drawings and specifications are prepared and the tenders are received. This is often the time when the difference between the client's budget and the lowest bid causes major revisions to the building elements. Many months of thoughtful design are given the "shake and bake" treatment in a manner of several weeks. A common victim of this process is the enclosure - not the part that people see, but the part that actually performs environmental control functions.

Sales representatives and contractors join the fiscal frenzy to get costs in line, always having a cheaper alternative for what was originally proposed to placate the parsimonious client. None of the advising parties ever has to seal and sign their prescriptions, and eventually the architect is left to vouch for a "Frankenstein" enclosure system. Millennia of architectural evolution and innovation are forced to surrender to the myopia of first costs, seamlessly guided by cut and paste functions ubiquitous to all computer aided design programs. To survive, architects must adapt by evolving envelope strategies that can withstand the financial scalpel of a misguided client, the corner cutting of the lowest bidder and the vagaries of bad weather, labour disputes and substandard product substitutions. They must know and abide by the limit states of their enclosures.

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Framkenstein
Enclosure as Frankenstein - who is the creator and what is the meaning?

General Strategies
The following strategies have been excerpted from the work of Joe Lstiburek, and represent fundamental approaches to durable, well-performing enclosures. It should be noted that Canada is either a severe-cold or cold climate, except for the lower coastal areas of British Columbia which are considered to have a mixed-humid climate (refer to the Limit States Design section of Principles of Enclosure, March 2002 Architectural Science Forum).

General Strategy for All Climates
Building assemblies need to be protected from wetting via air transport and from vapor diffusion. The typical strategies use vapor barriers, air barriers, air pressure control, and control of interior moisture levels through ventilation and dehumidification. Climate location and season determine the location of air barriers and vapor barriers, pressurization vs. depressurization, and ventilation vs. dehumidification. Moisture usually moves from warm to cold (driven by the thermal gradient) and from more to less (driven by the concentration gradient). In cold climates, moisture from the interior flows toward the exterior by passing through the building envelope. In hot climates, moisture from the exterior flows towards the cooled interior by passing through the building envelope.

Cold Climates
In cold climates and during heating periods, building assemblies need to be protected from getting wet from the interior. Therefore, air barriers and vapor barriers are installed towards the interior warm surfaces. Furthermore, conditioned spaces should be maintained at relatively low moisture levels through the use of controlled ventilation (dilution) and source control. In cold climates, the goal is to make it as difficult as possible for the building assemblies to get wet from the interior. The first line of defense is the interior air barrier and the interior vapor barrier. Next comes ventilation (dilution with exterior air) and source control to limit interior moisture levels. Since it is likely that building assemblies will get wet, a degree of forgiveness should 'also be designed into building assemblies allowing them to dry if they get wet. In cold climates and during heating periods, building assemblies dry towards the outdoors. Therefore, permeable ("breathable") materials often are specified as exterior sheathings. So, in cold climates, install air barriers and vapor barriers on the interior of building assemblies. Then, let the building assemblies dry to the exterior by installing vapor permeable materials towards the exterior.

Mixed Climates
In mixed climates, the situation becomes more complicated. Building assemblies need to be protected from getting wet from both interior and exterior moisture, and must be allowed to dry to the exterior and interior. Two general strategies are typically used:

1. Adopting a "flow-through" approach by using permeable building materials on both the interior and exterior surfaces of building assemblies to allow water vapor by diffusion to "flow-through" the building assembly without accumulating. Flow will be from the interior to exterior during heating periods, and from the exterior towards the interior during cooling periods. This approach requires both air pressure control and interior moisture control. The location of the air barrier can be towards the interior (sealed interior gypsum board), or towards the exterior (sealed exterior sheathings or building wraps).

2. Installing the vapor barrier roughly in the thermal "middle" of the assembly. This is typically accomplished by installing impermeable or semi-permeable insulating sheathing on the exterior of a frame cavity wall. For example, installing 1.5 in. (37 mm) of foil-faced insulating sheathing (approximately R 10) on the exterior of a 2 x 6 frame cavity wall insulated with unfaced fiberglass batt insulation (approximately R 19). The vapor barrier is the interior face of the exterior impermeable insulating sheathing. If the wall assembly total thermal resistance is R 29 (R 19 plus R 10), the location of the vapor barrier is 66% of the way (thermally) towards the exterior (19/29 = 0.66). In this approach air pressure control and using interior moisture control would also be used. The location of the air barrier can be towards the interior or exterior. The advantage of this wall assembly is that an interior vapor barrier is not necessary. In fact, locating a vapor barrier there would be detrimental, as it would prevent the wall assembly from drying towards the interior during cooling periods. The wall assembly is more forgiving without the interior vapor barrier than if one were installed.


[Source: J. Lstiburek, ASHRAE Journal, February 2002]

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Siwa, Egypt
Warm climate conditions

Icicles on roof
Cold climate conditions

Heavy rain
Heavy rain conditions


Specific Strategies
In the Enclosure Typologies section of Principles of Enclosure, March 2002 Architectural Science Forum, it was noted there are essentially 4 enclosure typologies based on tectonics. Going beyond the tectonics to see how these typologies effect environmental moderation in buildings, we may observe that at present, there are essentially 6 specific strategies employed. These are largely based on moisture management, and are derived from traditional approaches that have been modified in terms of detailing and materials to suit local requirements. Together, these typologies and strategies have spawned the various building enclosures we see in the built environment today.


Basic enclosure strategies
Schematics of basic enclosure strategies for environmental moderation.

Storage and drying strategies underlie most traditional masonry buildings, where the mass of masonry has sufficient moisture absorption capacity during wetting periods to safely store water that is later released during drying periods. Experience has shown that in a number of historical buildings, the introduction of air-conditioning has detrimentally upset the wetting/drying balance leading to the dynamic buffer zone strategy described later on.

Storage and Drying
Massive enclosures account for most significant historical buildings, and often appear better than many modern buildings.

'Perfect' barriers are assemblies that have only one water resistant layer dedicated to water management. Examples include face-sealed systems such as window walls, most conventional roofing assemblies, and foundation waterproofing systems. All barrier strategies rely on a high and consistent quality of materials and workmanship, and favourable weather conditions during installation.

Low-slope roof assemblies rely on a perfect barrier approach and the success of these designs often rests with a continuous, impervious membrane layer. When this membrane forms the face seal, experience has shown that storage and drying also plays a role. Various layers of insulation and protection boards allow for the safe storage of moisture that penetrates flaws in the membrane. Sloped roofs with shingles, such as those covered with wood shingles or shakes, are actually drain-screen systems with the majority of drainage occurring at the surface. The overlap between courses of shingles provides a second drainage layer. If the roof sheathing is protected with a water resistant roofing paper this provides a third layer of drainage. Finally, the roof sheathing performs as the last line of defence - a drainage plane and a storage layer. Roofs are an excellent example of how a primary strategy such as the perfect barrier can be hybrid with secondary strategies such as storage and drying or drain-screens.

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Perfect Barriers
Most window and glazing systems rely on a face seal strategy.

Dynamic buffer zone (DBZ) strategy uses an active mechanical system to maintain the environment of existing masonry wall systems similar to that prior to retrofit. It works by introducing a layer of warm, dry, moderately pressurized air into the wall cavity to maintain a conducive wetting/drying balance. This strategy is not normally applied to new buildings where more cost effective solutions are available at the design stage, however, in existing and/or historical buildings which are usually of masonry construction, this approach can preserve the durability of the masonry after full environmental conditioning is introduced.

Drain-screens
employ a secondary line of defence for water entry inboard of the exterior cladding. This secondary line of defense is called a drainage plane. A space between the cladding and the drainage plane promotes drainage and ventilation. Screen assemblies are typically used with water sensitive building materials such as wood framing, steel studs, wood based sheathings and gypsum based sheathings. Drain screens can also provide an indeterminate amount of pressure moderation.

 

Drain screens
Most new houses in Canada employ drain screen walls, reflecting the conservative bias of builders and homebuyers.
Rain screens, also referred to as pressure-equalized rains screens, rely on the phenomenon of pressure equalization between outside air pressures due to wind and the pressure equalization compartment (or chamber) behind the cladding that also serves as a drainage space. Rain screens represent appropriate strategies for addressing frequent and/or intense exposure to wind-driven rain, typically on high-rise buildings.

Pressure-equalized rain screens require sophisticated design and detailing. An analysis of the time and spatial distributions of wind pressures that takes into account the aerodynamic characteristics of the building is needed to develop an effective strategy. Designers often confuse rain screens with drain-screens and add unnecessary cost to low-rise buildings where the latter strategy is sufficient.


Pressure equalization
Pressure equalization is an ideal concept seldom attained in practice. [Source: M.Z. Rousseau, Facts and Fictions of Rain-Screen Walls, "Construction Canada" 32(2), 1990, p. 40, 42-44, 46.]


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Manufactured Curtain wall
Manufactured curtain wall systems most closely achieve a pressure equalized rain screen.

Installed curtain wall system
Installed curtain wall system.

Graduated mediation is a complex strategy that arranges assemblies to manage moisture, heat, air movement, and often solar radiation, according to seasonal variations and occupant preferences. Double-skin facades, intelligent skins and kinetic enclosures represent contemporary approaches to graduated mediation of building environments. Graduated mediation is an approach that requires sophisticated analysis to ensure satisfactory performance, both in terms of moisture management and environmental control. This strategy represent one of the final frontiers in enclosure design and it is reasonable to assume that we are witnessing today the equivalent of the early days of the aviation industry, where looking back at some propositions from today's perspective, these concepts range from the fantastic to the farcical. Hopefully our modern simulation and design tools coupled to intelligent observations of successful precedents will save us from future embarrassment.

The selection of an appropriate enclosure strategy, or strategies, involves consideration of physical phenomena, site conditions, occupant influences and issues associated with systems integration to arrive at a proposition that has a reasonable chance of performing properly. In practice, there are no pure enclosure strategies - only primary and secondary strategies. Face seal systems rely to some degree on drainage and pressure moderation at joints, often unintentionally as gaskets and caulking age and shrink. Pressure equalized rain screens do not perfectly equalize air pressures and rely on drainage, storage and drying. Storage and drying strategies rely on shedding, shielding, surface drainage and ventilation. All strategies play a role in most enclosure systems, and it is through the emphasis of one strategy reinforced by one or more of the others that reliable performance is achieved. The evolution of enclosure strategies has strong parallels to biological evolution and DNA where the fittest strategies have adapted and mutated while the inferior strategies and the buildings they have spawned are now obsolete or extinct.

The next section on Precedent Vs. Innovation looks at issues related to the evolution of enclosure strategies.

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Double-skin facade
Section of double-skin faade construction.